Swiss Federal Court 4A_413_2019 Sun Yang vs WADA & FINA

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The background case involves the celebrity swimmer Sun Yang, who was accused of an anti-doping rule violation due to unsuccessful attempt to take blood and urine samples during an unannounced doping control at his house and the subsequent lifting of charges by the FINA Anti-Doping Commission. Following the FINA decision, WADA appealed against said decision to the CAS in Lausanne, leading to a highly publicized procedure akin to an arbitral soap-opera since this was the first public hearing after the modification of Article R57 of the CAS Code that itself was instigated by the ECHR Decision in the Pechstein matter in October 2018.

In essence, the Swimmer contested the capacity of WADA’s counsel to act as its representative due to the existence of a conflict of interest. His lack of capacity to act on behalf of WADA could, in turn, render the filing of the appeal brief “late“ (under the CAS Code) and therefore the CAS should have denied its jurisdiction ratione temporis.

First, the Federal Tribunal held that the decision on the incapacity to act as a party’s representative is neither a decision on jurisdiction nor a decision on the constitution of the panel, hence such appeal is inadmissible and should only be filed upon issuance of the final award.

Furthermore, the Federal Tribunal drew an interesting analogy between the arbitral and civil proceedings, whereby in case of lack of capacity to act as a party’s representative, the court must in principle set a time limit for the party to remedy such requirement before declaring such appeal inadmissible. Thus, even if there was such an issue, this would not immediately lead to the inadmissibility of the appeal.

Late Filing of the Appeal to the CAS: a Question of Admissibility, Full Stop.

This judgment gave the opportunity to the Swiss Federal Tribunal to finally answer a question that had been left open since 2012: whether the late filing of an appeal to the CAS is a question related to jurisdiction or to the admissibility of the appeal, as was previously suggested by the doctrine but never answered in a clear way by the Federal Tribunal until this case. For the first time the Federal Tribunal distinguished between “typical arbitration” and “atypical” (i.e., sports) arbitration; in the latter case, whether a party is entitled to challenge the decision taken by the body of a sports federation on the basis of the statutory and procedural rules, does not concern the jurisdiction of the arbitral tribunal but is a question of standing (a procedural issue that the Federal Tribunal does not review in appeal). The practical difference is essentially the wider power of review by the arbitral tribunal that cannot subsequently be reviewed by the Federal Tribunal. Also, the incapacity of a party to file an appeal to the Federal Tribunal before the issuance of the final award.

Despina Mavromati Charles Poncet

Original document

Parameters

Legal Source
Federal Court Decisions
Date
28 October 2019
Arbitrator
Hohl, Fabienne
Kiss, Christina
May Canellas, Marie-Chantal
Original Source
Swiss Federal Court
Country
China
Language
English
ADRV
Refusal or failure to submit to sample collection
Tampering / attempted tampering
Legal Terms
Admissibility / inadmissibility
Case law / jurisprudence
Competence / Jurisdiction
Second violation
Substantial delay / lapsed time limit
Sport/IFs
Swimming (FINA) - World Aquatics
Other organisations
World Anti-Doping Agency (WADA)
Various
Athlete support personnel
Blood Sample Collection
Doping control
Sample collection procedure
Document type
Pdf file
Date generated
14 April 2020
Date of last modification
15 March 2022
Category
  • Legal Source
  • Education
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  • ADRV
  • Legal Terms
  • Sport/IFs
  • Other organisations
  • Laboratories
  • Analytical aspects
  • Doping classes
  • Substances
  • Medical terms
  • Various
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Origin